-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQDScrOxZp2RnyBKqdt+jLdbfBrCr4ghSN0B76IaNvTm+Gqn1b5K2IwWFjOLmy9d s/3SwLvmIUNeIcAVNIIluQ== 0001047469-99-008262.txt : 19990304 0001047469-99-008262.hdr.sgml : 19990304 ACCESSION NUMBER: 0001047469-99-008262 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990303 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RICEX CO CENTRAL INDEX KEY: 0001061881 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 680412200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55955 FILM NUMBER: 99556122 BUSINESS ADDRESS: STREET 1: 1241 HAWKS FLIGHT CT CITY: EL DORADO HILLS STATE: CA ZIP: 95762 BUSINESS PHONE: 9169333000 MAIL ADDRESS: STREET 1: 1241 HAWKS FLIGHT CT CITY: EL DORADO HILLS STATE: CA ZIP: 95762 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCPEAK PATRICIA CENTRAL INDEX KEY: 0001081013 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1241 HAWKS FLIGHT COURT CITY: EL DORADO STATE: CA ZIP: 95762 BUSINESS PHONE: 9169333000 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The RiceX Company ----------------------------------------- (Name of Issuer) Common Stock, $.001 Par Value ----------------------------------------- (Title of Class of Securities) 762875 10 2 ----------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP NO. 762875 10 2 13G PAGE 2 OF 5 PAGES 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Patricia McPeak 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen 5 SOLE VOTING POWER 1,869,604 NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 200,000 OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,869,604 8 SHARED DISPOSITIVE POWER 200,000 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,877,829 (includes 1,808,225 shares owned indirectly through spouse and 200,000 owned indirectly through trust) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! Item 1. (a). Name of Issuer: The RiceX Company (b). Address of Issuer's Principal Executive Offices: 1241 Hawk's Flight Court El Dorado Hills, California 95762 Item 2. (a). Name of Person Filing: Patricia McPeak (b). Address of Principal Business Office or, if None, Residence: 1241 Hawk's Flight Court El Dorado Hills, California 95762 (c). Citizenship: United States Citizen (d). Title of Class of Securities: Common Stock, $.001 Par Value (e). CUSIP Number: 762875 10 2 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4. Ownership: (a). Amount Beneficially Owned: 3,877,829 (includes 1,808,225 shares owned indirectly through spouse and 200,000 owned indirectly through trust) (b). Percent of Class: 19.6% (c). Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 1,869,604 Page 3 of 5 Pages (ii) shared power to vote or to direct the vote: 200,000 (iii) sole power to dispose or to direct the disposition of: 1,869,604 (iv) shared power to dispose or to direct the disposition of: 200,000 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable - this statement is not being filed pursuant to Rule 13d-1(b) or (c). Page 4 of 5 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 16th day of February, 1999. /s/ Patricia McPeak ---------------------------------- Patricia McPeak Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----